Safeguard Scientifics, Inc.

Investor FAQs

What is Safeguard Scientifics?

Founded in 1953 and based in Wayne, PA, Safeguard Scientifics, Inc. (NYSE: SFE) provides growth capital for entrepreneurial and innovative life sciences and technology companies. Safeguard targets life sciences companies in Molecular and Point-of-Care Diagnostics, Medical Devices, Regenerative Medicine and Specialty Pharmaceuticals; and technology companies in Internet / New Media, Financial Services IT and Healthcare IT with capital requirements of up to $25 million. Safeguard's status as a publicly-traded company enables us to be a patient partner. We are not subject to the limits of a three-to-five year fundraising cycle (typical with venture capital or buyout firms), enabling us to focus on growing our partner companies' value at an appropriate pace. At present, gains from sales of partner companies are sheltered from taxes by our net operating losses. Capital returned to us as a result of exit transactions stays on our balane sheet for our future deployment. Our expertise and leadership help accelerate growth, build long-term value and enable business transformation for each of our partner companies.

What is Safeguard Scientifics' stock ticker symbol?

SFE.

Where is Safeguard Scientifics' stock traded?

New York Stock Exchange (NYSE)

Where is the Company's corporate headquarters?

Wayne, PA, about 20 miles northwest of Philadelphia.

Who is Safeguard Scientifics' transfer agent and registrar?

BNY Mellon Shareowner Services
PO Box 358015
Pittsburgh, PA 15252-8015

Toll free: 1-877-868-8016
International: 201-680-6578
TDD Hearing Impaired: 800-231-5469
TDD Hearing Impaired International: 201-680-6610
www.bnymellon.com/shareowner/isd

Does Safeguard Scientifics have a direct stock purchase plan, pay a dividend or have a DRIP plan?

Safeguard Scientifics does not have a direct stock purchase program, does not pay a dividend and does not have a dividend reinvestment program (DRIP).

Does Safeguard Scientifics provide the Cost Basis of my SFE stock?

No. However, you can access historical price information on Safeguard's website and, if you hold your shares in a brokerage account, your broker may be able to assist you in determining your cost basis.

When do Safeguard Scientifics' fiscal quarters end?

Q1 – January 1 - March 31
Q2 – April 1 - June 30
Q3 – July 1 - September 30
Q4 – October 1 - December 31

When has Safeguard Scientifics' stock split?

Ratio	Record Date
3-for-1 stock split	April 1966
3-for-2 stock split	February 16, 1968
4-for-3 stock split	December 17, 1968
2-for-1 stock split	September 7, 1994
3-for-2 stock split	August 31, 1995
2-for-1 stock split	July 17, 1996
3-for-11 stock split	March 13, 2000
1-for-6 reverse stock split	August 27, 2009

Who are Safeguard Scientifics' Top Institutional Shareholders?

For a list of the top 10 institutional shareholders, please reference our Fact Sheet.

When is Safeguard Scientifics' next quarterly earnings announcement?

Please visit the Webcasts and Events section for the latest information Safeguard Scientifics' next earnings announcement.

What upcoming conferences will Safeguard Scientifics be attending and/or presenting at?

Please visit the Webcasts and Events section for the latest conference information.

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NYSE:SFE

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- Investor Relations -

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